Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Priti? Claim Your ProfilePriti Mora is a financial advisor with First Citizens Investor Services, Inc. She has been in the industry since 2009 and has experience working with individuals, corporations, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Priti has licenses in California, and holds Series 7, Series 66, and SIE securities registrations. Priti is based in Pasadena, California, and can provide a range of services, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/06/2023 - Present
First Citizens Investor Services, Inc. (Pasadena CA)
CA
12/22/2010 - 10/08/2021
WELLS FARGO CLEARING SERVICES, LLC (IRVINE CA)
CA
08/01/2008 - 12/22/2010
WELLS FARGO INVESTMENTS, LLC (LAGUNA NIGUEL CA)
CA
09/26/2006 - 08/06/2007
WELLS FARGO INVESTMENTS, LLC (LAGUNA NIGUEL CA)
BOTH
Issued 10/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Priti Mora is the right advisor for you? Invested Better is here to help.
