Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Prithibi? Claim Your ProfilePrithibi Chauhan is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Prithibi has been in the financial services industry since 2021 and has been registered with Merrill Lynch since 2022. Prior to joining Merrill Lynch, Prithibi was employed by Charles Schwab & Co., Inc. Prithibi is licensed to sell securities in 53 states. Prithibi specializes in investments for individuals, businesses, pension plans, insurance companies, charitable organizations, and state and municipal government entities. Prithibi also provides financial planning, educational seminars, and research reports and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/01/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
AZ
09/09/2021 - 05/23/2022
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
BOTH
Issued 09/06/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Prithibi Chauhan is the right advisor for you? Invested Better is here to help.
