Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pritesh? Claim Your ProfilePritesh Shah is a financial advisor based in San Francisco, California. Pritesh has over 15 years of experience in the financial services industry, and is currently registered with Piper Sandler & Co.. Previously, Pritesh was employed by Truist Securities, Inc., BMO Capital Markets Corp., Montgomery & Co., LLC, and Piper Jaffray & Co. Pritesh holds the Series 7, 63 and SIE licenses. Pritesh has a strong track record of providing clients with sound financial advice and investment guidance. Pritesh is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/31/2022 - Present
Piper Sandler & Co. (SAN FRANCISCO CA)
CA
02/18/2015 - 04/19/2022
TRUIST SECURITIES, INC. (SAN FRANCISCO CA)
CA
08/03/2010 - 02/24/2015
BMO CAPITAL MARKETS CORP. (SAN FRANCISCO CA)
CA
07/14/2009 - 07/21/2010
MONTGOMERY & CO., LLC (SAN FRANCISCO CA)
CA
02/12/2007 - 07/20/2009
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
BC
Issued 02/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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