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Priscilla Magdalena Pena - arce

PHX Financial, Inc.

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About Priscilla Magdalena Pena - arce

Priscilla Magdalena Pena - arce is a registered representative with PHX Financial, Inc. in Fort Lauderdale, FL. Priscilla has been in the financial industry since June 2023. She is licensed to sell securities in 10 states, including California, Colorado, Florida, Georgia, Michigan, Minnesota, New York, Ohio, South Carolina, and Texas. Priscilla has passed the Series 7TO and SIE exams.

Firm Information

Priscilla Pena - arce is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Priscilla Pena - arce’s Registration & Firm History

FL

06/02/2023 - Present

PHX Financial, Inc. (Fort Lauderdale FL)

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Licenses & Designations

BC

Issued 07/01/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/13/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Priscilla Magdalena Pena - arce.
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