Unclaimed
Priscilla Betsy Sowa is a financial professional who has been in the industry since April 29, 2012. Priscilla is currently registered with TP Icap Global Markets Americas LLC and previously worked with ICAP Securities USA LLC and BrokertEC Americas LLC. Priscilla has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/30/2012 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
04/30/2012 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NJ
04/30/2012 - 12/21/2016
BROKERTEC AMERICAS LLC (JERSEY CITY NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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