Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Prince? Claim Your ProfilePrince Tomar has been in the financial services industry since 2010 and is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Prince holds Series 7, 9, 10, 66, and SIE securities licenses and is a registered Investment Advisor in New Jersey, Pennsylvania, and Texas. In addition to working with individual clients, Prince also works with a variety of clients including insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and state or municipal government entities. Prince has worked for several financial institutions, including TD Ameritrade, Inc., and ING Financial Partners, Inc. Prince's current firm, Merrill Lynch, Pierce, Fenner & Smith Inc., manages assets between $10 Billion and $50 Billion.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/08/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ISELIN NJ)
PA
11/07/2013 - 04/27/2015
TD AMERITRADE, INC. (RADNOR PA)
NJ
06/28/2012 - 11/06/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
PA
10/28/2009 - 04/16/2012
ING FINANCIAL PARTNERS, INC. (PHILADELPHIA PA)
BOTH
Issued 10/14/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/22/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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