Unclaimed
Prince Prakashkumar Patel is a registered representative with Houlihan Lokey Capital, Inc. in New York, NY. Prince has passed the Series 63, Series 79TO, and SIE exams. Prince has been in the financial industry since 2024 and has worked at Houlihan Lokey Capital, Inc. since August 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/05/2024 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
BC
Issued 08/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/02/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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