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Prince Keshari

Cetera Financial Specialists LLC

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About Prince Keshari

Prince Keshari is a financial advisor with Cetera Financial Specialists LLC based in El Segundo, CA. He is also registered with Cetera Advisors LLC and Cetera Advisor Networks LLC. Prince holds the Series 7TO and SIE exams. He has worked in the industry since August 16, 2023.

Firm Information

Prince Keshari is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Prince Keshari’s Registration & Firm History

CA

07/22/2024 - Present

Cetera Financial Specialists LLC (EL SEGUNDO CA)

MN

05/02/2024 - 05/20/2024

CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)

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Licenses & Designations

BC

Issued 08/17/2023

Series 7TO - General Securities Representative Examination

BC

Issued 06/13/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Prince Keshari.
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