Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Preston? Claim Your ProfilePreston Walter Zale is a financial advisor with over 40 years of experience in the industry. Preston has held a series of positions at prominent financial institutions, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Robert W. Baird & Co. Incorporated. Preston currently serves as a registered representative for LPL Financial LLC, where Preston's area of focus includes providing investment advice to a diverse clientele. Preston holds numerous licenses and certifications, including Series 3, 7, 9, 10, 31, and 63. Preston also holds a Series 65 license, allowing Preston to act as an investment advisor representative. Preston's expertise in financial planning, portfolio management, and investment strategies makes Preston a valuable resource for clients seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
01/07/2011 - Present
LPL Financial LLC (TROY MI)
MI
09/10/1999 - 12/20/2010
ROBERT W. BAIRD & CO. INCORPORATED (BIRMINGHAM MI)
NY
09/15/1989 - 09/20/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/08/1989 - 09/15/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NY
08/14/1980 - 02/11/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
12/18/1979 - 09/22/1980
SHEARSON LOEB RHOADES INC.
NA
10/26/1977 - 12/30/1979
SMITH, HAGUE & CO., INCORPORATED
IA
Issued 12/15/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 12/03/1990
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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