Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Preston? Claim Your ProfilePreston Paul Mokris is an investment advisor representative registered with Concorde Asset Management, LLC in North Carolina. Preston has been in the financial industry since April 2009. Preston has been associated with Concorde Asset Management, LLC since January 2015 and with Prospera Financial Services, Inc. from March 2014 to January 2015. Preston holds a Series 7 General Securities Representative Examination license, Series 66 Uniform Combined State Law Examination license and the Securities Industry Essentials Examination (SIE) license. Preston's firm, Concorde Asset Management, LLC provides advisory services to individuals, corporations, businesses, investment companies, and high-net-worth individuals. Concorde Asset Management, LLC also offers financial planning, pension consulting, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees from other advisors
1
2
MI
01/07/2015 - Present
Concorde Asset Management, LLC (ANN ARBOR MI)
NC
03/04/2014 - 01/07/2015
PROSPERA FINANCIAL SERVICES, INC. (RALEIGH NC)
NC
04/30/2008 - 02/05/2013
MORGAN KEEGAN & COMPANY, INC. (RALEIGH NC)
BOTH
Issued 06/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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