Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Preston? Claim Your ProfilePreston Duppins is an active Broker and Investment Advisor Representative registered with J.p. Morgan Securities LLC since November 2024. Preston has been in the financial services industry for over six years. Prior to joining J.p. Morgan Securities LLC, Preston worked at Morgan Stanley in Gilbert, AZ. Preston holds various licenses, including Series 66, 9 and 10. Preston's current registration states include Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
11/04/2024 - Present
J.p. Morgan Securities LLC (LUTZ FL)
AZ
07/22/2020 - 12/01/2020
FIDELITY BROKERAGE SERVICES LLC (CHANDLER AZ)
AZ
09/21/2017 - 07/07/2020
MORGAN STANLEY (GILBERT AZ)
BOTH
Issued 11/02/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/11/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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