Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Preston? Claim Your ProfilePreston Pavlat is a financial advisor registered with J.P. Morgan Securities LLC in Fort Worth, Texas. Preston has been in the financial services industry since 2007. Preston has experience working with a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Preston provides a variety of financial services, including financial planning, portfolio management, and selection of other advisors. Preston has also worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., and First Command Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
06/01/2023 - Present
J.p. Morgan Securities LLC (FORT WORTH TX)
TX
11/30/2022 - 05/22/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRISCO TX)
TX
12/01/2020 - 11/04/2022
UBS FINANCIAL SERVICES INC. (DALLAS TX)
TX
07/11/2018 - 11/19/2020
FIRST COMMAND BROKERAGE SERVICES, INC. (FORT WORTH TX)
TX
11/01/2007 - 07/10/2018
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 01/08/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/11/2018
Series 24 - General Securities Principal Examination
BC
Issued 12/16/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/09/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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