Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Preston? Claim Your ProfilePreston James Ptak is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Preston has been in the financial industry since 2018 and is licensed to provide investment advice in 40 states. Preston has been with Merrill Lynch since March of 2022. Before that, Preston was a financial advisor with Triad Advisors LLC from 2020 - 2022 and had worked as a financial advisor at The Huntington Investment Company from 2019 - 2020. Preston is a Series 66, Series 7, and Series SIE licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
07/14/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AKRON OH)
OH
06/17/2020 - 04/04/2022
TRIAD ADVISORS LLC (Valley View OH)
OH
04/24/2019 - 06/18/2020
THE HUNTINGTON INVESTMENT COMPANY (NORTH CANTON OH)
OH
09/11/2018 - 04/15/2019
CHARLES SCHWAB & CO., INC. (Richfield OH)
BOTH
Issued 11/02/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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