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Preston C. Carpenter,jr.

FHN Financial Securities Corp.

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About Preston C. Carpenter,jr.

Preston C. Carpenter,jr. has been a registered representative for 17 years. Preston is currently registered with FHN Financial Securities Corp. and is licensed in 10 states. Preston has passed the Series 7, Series 63, and SIE exams.

Firm Information

Preston Carpenter,jr. is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Preston Carpenter,jr.’s Registration & Firm History

TN

10/26/2005 - Present

FHN Financial Securities Corp. (MEMPHIS TN)

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Licenses & Designations

BC

Issued 01/20/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Preston C. Carpenter,jr..
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