Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Preston? Claim Your ProfilePreston Aubrey Spears is a financial professional with over 27 years of experience in the industry. Preston is currently registered with World Equity Group, Inc., a firm with a national reach. Preston has previously been registered with a number of other firms, including Taylor Capital Management Inc. and Resource Horizons Group LLC, where Preston worked in Woodstock, GA. Preston holds a number of licenses, including Series 7, Series 63, Series 65, Series 24, Series 14, Series 99TO, and Series 79TO. Preston has a broad range of specializations in the industry and specializes in areas including fixed income, mutual funds, stocks, options, and annuities. Preston is committed to providing comprehensive financial planning and investment management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
11/12/2021 - Present
World Equity Group, Inc. (Woodstock GA)
GA
08/06/2009 - 10/25/2019
TAYLOR CAPITAL MANAGEMENT INC. (WOODSTOCK GA)
GA
08/23/2006 - 12/31/2007
RESOURCE HORIZONS GROUP LLC (MARIETTA GA)
GA
11/02/2004 - 04/05/2006
RAIKE FINANCIAL GROUP INC. (WOODSTOCK GA)
GA
08/09/2000 - 01/03/2003
RAIKE FINANCIAL GROUP INC. (WOODSTOCK GA)
NA
03/03/1993 - 10/19/1993
MERIDIAN ASSOCIATES, INC.
NA
12/22/1990 - 03/08/1991
PACIFIC SOUTHERN SECURITIES, INC.
NA
06/27/1989 - 04/17/1990
COMSTOCK FINANCIAL SERVICES INC.
NA
07/21/1988 - 06/16/1989
HABERSHEIR SECURITIES, INC.
NA
03/23/1987 - 04/05/1988
BAY CITY SECURITIES, INC.
NA
09/23/1985 - 12/20/1986
CORNWALL SECURITIES, INC.
NA
04/23/1986 - 07/28/1986
CORPORATE MANAGEMENT GROUP SECURITIES, INC.
NA
06/04/1984 - 04/03/1986
FIRST AFFILIATED SECURITIES, INC.
NA
11/30/1983 - 03/23/1984
AMERICAN COMMERCIAL SECURITIES CORPORATION
NA
05/12/1982 - 07/01/1983
THOMSON MCKINNON SECURITIES INC.
NA
03/12/1982 - 05/20/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
12/24/1981 - 02/10/1982
OPPENHEIMER & CO., INC.
NA
06/09/1980 - 11/27/1981
THOMSON MCKINNON SECURITIES INC.
NA
10/11/1979 - 05/14/1980
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
02/01/1979 - 10/14/1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 10/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1982
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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