Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Prescott? Claim Your ProfilePrescott Lewis Padgett is a financial advisor with over 8 years of experience in the industry. Prescott is currently registered with J.p. Morgan Securities LLC and is licensed in both North Carolina and Texas. Prescott has previously worked with First Citizens Investor Services, Inc., Scottrade, Inc., and Fidelity Brokerage Services LLC. Prescott holds the Series 7 and Series 66 licenses, as well as the Securities Industry Essentials Examination. Prescott is also a Certified Financial Planner. Prescott provides financial planning, pension consulting, and portfolio management services to individuals, businesses, corporations, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NC
09/14/2021 - Present
J.p. Morgan Securities LLC (Cary NC)
NC
04/10/2018 - 08/17/2021
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
NC
07/06/2016 - 03/09/2018
SCOTTRADE, INC. (RALEIGH NC)
NC
01/15/2016 - 06/27/2016
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
BOTH
Issued 02/08/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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