Unclaimed
Prescott Harrison Johnson is a registered representative with Bofa Securities, Inc., located in New York, NY. Prescott has been in the industry since 2010 and holds the Series 63, 24, SIE, and 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
01/10/2023 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
08/17/2010 - 11/21/2022
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 02/24/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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