Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Prescott? Claim Your ProfilePrescott Carter Terrell is a financial advisor with over 25 years of experience in the financial services industry. Prescott currently works at Robert W. Baird & Co. Inc., and is licensed in multiple states. Prescott has a comprehensive understanding of the investment market and specializes in providing financial planning, portfolio management, and pension consulting services to a wide range of clients, including high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
VA
12/04/2009 - Present
Robert W. Baird & Co. Inc. (Lynchburg VA)
VA
06/01/2009 - 12/18/2009
MORGAN STANLEY SMITH BARNEY (LYNCHBURG VA)
VA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LYNCHBURG VA)
MD
05/18/2001 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
04/06/1994 - 03/09/1995
NATIONSSECURITIES
NC
08/09/1993 - 04/04/1994
SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)
NC
04/05/1991 - 07/12/1993
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
VA
02/13/1990 - 04/09/1990
ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)
VA
08/10/1984 - 04/01/1986
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
MA
04/30/1985 - 03/10/1986
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
10/17/1984 - 11/23/1984
HORNER, BARKSDALE & CO.
BOTH
Issued 06/01/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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