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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Prescott? Claim Your ProfilePrescott Rowe is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. with over 11 years of experience in the industry. Prescott has been with Merrill Lynch since 2012 and has a wide range of experience working with individuals, corporations, and institutional clients. Prescott holds the Series 7 and Series 66 licenses, as well as the SIE exam. Prescott Rowe currently holds registrations in 16 states, including Florida, Georgia, Maryland, and Pennsylvania. Prescott's expertise includes providing portfolio management, financial planning, pension consulting, educational seminars, and research services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/24/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PONTE VEDRA BEACH FL)
FL
09/04/2014 - 03/29/2017
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
FL
06/07/2013 - 08/26/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
FL
04/03/2012 - 03/12/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BOTH
Issued 08/06/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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