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Prerak Sanghvi

Clear Street LLC

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About Prerak Sanghvi

Prerak Sanghvi is an active broker in New York, NY and is currently registered with Clear Street LLC. Prerak is also registered with the state of New York. Prerak has been in the industry for 9 years and has held previous positions at Proof Services LLC, IEX Services LLC, and RBC Capital Markets, LLC. Prerak holds several licenses and certifications including Series 63, Series 24, Series 57TO, Series 7TO, SIE and Series 99.

Firm Information

Prerak Sanghvi is currently registered with Clear Street LLC. Clear Street LLC is a Limited Liability Company formed in December 2016. The firm is registered in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia. They are also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

149

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Prerak Sanghvi’s Registration & Firm History

NY

06/01/2022 - Present

Clear Street LLC (NEW YORK NY)

NY

07/20/2020 - 05/18/2022

PROOF SERVICES LLC (NEW YORK NY)

NY

09/17/2013 - 06/18/2019

IEX SERVICES LLC (New York NY)

NY

06/25/2012 - 05/06/2013

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/28/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2020

Series 24 - General Securities Principal Examination

BC

Issued 02/01/2020

Series 57TO - Securities Trader Exam

BC

Issued 01/16/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

L

Long-Term Stock Exchange, Inc.

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Prerak Sanghvi.
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