Unclaimed
Precilla Gozum Torres is a financial professional with over 30 years of experience in the financial services industry. Precilla is currently registered with Natixis Securities Americas LLC and holds Series 7, 24, 63, 79TO and SIE licenses. Precilla has previously worked at Citigroup Global Markets Inc., Lehman Brothers Inc., CS First Boston Corporation and CitiCorp Securities Markets, Inc. Precilla has a broad range of experience in the financial industry and is licensed to provide investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/05/2022 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
08/13/2009 - 09/11/2009
NEWOAK CAPITAL MARKETS LLC (NEW YORK NY)
NY
04/07/2006 - 04/21/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/12/2002 - 03/17/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/02/1992 - 09/20/1994
CS FIRST BOSTON CORPORATION
NA
10/02/1989 - 03/17/1992
CITICORP SECURITIES MARKETS, INC.
BC
Issued 09/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2023
Series 24 - General Securities Principal Examination
BC
Issued 07/05/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/28/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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