Unclaimed
Pratiksha Darshini Gosain is a registered representative with Purshe Kaplan Sterling Investments in Melville, New York. Pratiksha has been in the securities industry since May 12, 2018. Pratiksha has passed the Series 99 and SIE exams. Pratiksha's previous employers include Cantor Fitzgerald & Co., Convergex Execution Solutions LLC, and Louis Capital Markets, LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/29/2020 - Present
Purshe Kaplan Sterling Investments (Melville NY)
NY
11/24/2018 - 06/03/2019
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
01/01/2015 - 09/04/2015
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NA
06/11/2013 - 10/11/2013
LOUIS CAPITAL MARKETS, LP (PARIS )
NA
02/15/2012 - 12/19/2012
LOUIS CAPITAL MARKETS, LP (PARIS )
BC
Issued 11/24/2018
Series 99 - Operations Professional Examination
BC
Issued 09/04/2015
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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