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Pratiksha Darshini Gosain

Purshe Kaplan Sterling Investments

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About Pratiksha Darshini Gosain

Pratiksha Darshini Gosain is a registered representative with Purshe Kaplan Sterling Investments in Melville, New York. Pratiksha has been in the securities industry since May 12, 2018. Pratiksha has passed the Series 99 and SIE exams. Pratiksha's previous employers include Cantor Fitzgerald & Co., Convergex Execution Solutions LLC, and Louis Capital Markets, LP.

Firm Information

Pratiksha Gosain is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pratiksha Gosain’s Registration & Firm History

NY

09/29/2020 - Present

Purshe Kaplan Sterling Investments (Melville NY)

NY

11/24/2018 - 06/03/2019

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

01/01/2015 - 09/04/2015

CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)

NA

06/11/2013 - 10/11/2013

LOUIS CAPITAL MARKETS, LP (PARIS )

NA

02/15/2012 - 12/19/2012

LOUIS CAPITAL MARKETS, LP (PARIS )

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Licenses & Designations

BC

Issued 11/24/2018

Series 99 - Operations Professional Examination

BC

Issued 09/04/2015

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pratiksha Darshini Gosain.
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