Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pratik? Claim Your ProfilePratik Kandoi is an investment professional with over five years of experience. Pratik is currently registered with Northwestern Mutual Investment Services, LLC and has been working in the financial services industry since 2015. Pratik has a strong track record of success in helping clients achieve their financial goals. Pratik holds the Series 7, Series 9, Series 10, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
01/01/2025 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
IL
09/15/2016 - 09/11/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
10/22/2015 - 08/30/2016
EDWARD JONES (NILES IL)
BOTH
Issued 12/18/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/14/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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