Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pratik? Claim Your ProfilePratik Mukund Patel is a financial professional with over 17 years of experience in the industry. Currently, Pratik is a registered representative with US Arma Partners LP. Pratik previously worked for M&A Securities Group, Inc., Gridley & Company LLC, and J.P. Morgan Securities Inc. Pratik holds the Series 63, Series 7, Series 14 and Series 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/25/2016 - Present
US Arma Partners LP (Palo Alto CA)
MO
06/20/2014 - 12/21/2015
M&A SECURITIES GROUP, INC. (KANSAS CITY MO)
NY
10/21/2010 - 01/23/2014
GRIDLEY & COMPANY LLC (NEW YORK NY)
NY
05/25/2004 - 06/20/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IL
10/06/2002 - 04/28/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 04/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/13/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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