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Pratik Biswas

Mizuho Securities USA LLC

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About Pratik Biswas

Pratik Biswas is a financial professional with over 15 years of experience in the securities industry. He is currently registered with Mizuho Securities USA LLC, where he has been employed since December 12, 2023. Prior to that, Pratik worked at Morgan Stanley & Co. LLC, Deutsche Bank Securities Inc., Barclays Capital Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Pratik has a broad range of experience in the securities industry, having held various positions including Trader, General Securities Representative, and Principal. He is licensed to conduct business in all 50 states, the District of Columbia, and Puerto Rico.

Firm Information

Pratik Biswas is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pratik Biswas’s Registration & Firm History

NY

12/12/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

06/15/2016 - 09/21/2023

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

09/30/2014 - 06/17/2016

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

02/08/2010 - 09/05/2014

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

10/24/2007 - 06/05/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/26/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/13/2020

Series 24 - General Securities Principal Examination

BC

Issued 08/01/2019

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Pratik Biswas.
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