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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Prateek? Claim Your ProfilePrateek Amar is a financial advisor with over 27 years of experience in the industry. Prateek is currently registered with Wells Fargo Clearing Services, LLC and is licensed to provide financial advice in several states, including California, Texas, and several others. Prateek has previously worked at Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Prateek is a licensed investment advisor representative and holds a number of professional licenses, including Series 3, 7, 9, 10, 31, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/29/2022 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
06/01/2009 - 08/11/2009
MORGAN STANLEY SMITH BARNEY (SANTA MONICA CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SANTA MONICA CA)
CA
09/15/1994 - 04/02/2007
MORGAN STANLEY DW INC. (SANTA BARBARA CA)
IA
Issued 05/29/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/11/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2003
Series 3 - National Commodity Futures Examination
BC
Issued 09/23/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 09/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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