Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Prashant? Claim Your ProfilePrashant Kumar Pandey is a registered representative with Pimco Investments LLC. Prashant has been in the financial services industry since June 2021. Prashant holds Series 3, 7TO and 63 licenses. Previously, Prashant was associated with MGI FUNDS DISTRIBUTORS, LLC in San Francisco, CA. Prashant is registered to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/05/2022 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
CA
06/03/2021 - 04/19/2022
MGI FUNDS DISTRIBUTORS, LLC (San Francisco CA)
BC
Issued 08/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2024
Series 3 - National Commodity Futures Examination
BC
Issued 06/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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