Unclaimed
Prashant Agrawal is a financial professional with over 2 years of experience in the industry. Prashant is currently registered with J.P. Morgan Securities LLC and has previously held a position with Goldman Sachs & Co. LLC. Prashant is licensed in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
07/23/2024 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
NY
09/24/2019 - 04/07/2021
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 07/16/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/17/2019
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/27/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/24/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2019
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
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