Unclaimed
Prasad Subramaniam is a financial advisor with Kotak Mahindra, Inc. Prasad has been a registered representative since June 2015. Prasad holds the Series 7, Series 63 and SIE licenses. Prasad is registered in 28 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/04/2015 - Present
Kotak Mahindra, Inc. (NEW YORK NY)
BC
Issued 02/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Prasad Subramaniam is the right advisor for you? Invested Better is here to help.