Unclaimed
Pranay Dureja is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., registered with FINRA and the state of New Jersey. Pranay has been in the industry since August 2021. Pranay holds a Series 66 license, which is a Uniform Combined State Law Examination for securities and investment advisor representatives. Pranay also holds Series 79TO and Series 7TO licenses, which are Investment Banking Registered Representative Examination and General Securities Representative Examination. Pranay provides financial advisory services to a diverse range of clients, including corporations, individuals, and high-net-worth individuals. Pranay is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/27/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
BOTH
Issued 09/12/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/27/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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