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Pramod Kapur

B.b. Graham & Company, Inc.

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About Pramod Kapur

Pramod Kapur is a financial professional with over 40 years of experience in the industry. Pramod has been associated with B.b. Graham & Company, Inc. since 2007. Previously, Pramod was with First Midamerica Investment Corporation, Wachovia Securities, LLC, Blunt Ellis & Loewi Incorporated, IDS Life Insurance Company, Investors Diversified Services, Inc., and IDS Marketing Corporation. Pramod is registered with the state of Illinois and Ohio. Pramod offers a variety of services including Financial Planning, Pension Consulting, and Selection of Other Advisors.

Firm Information

Pramod Kapur is currently registered with B.b. Graham & Company, Inc.. B.b. Graham & Company, Inc. is a California-based corporation founded in June 1996. The firm provides financial planning and investment advisory services to individuals, high-net-worth individuals, and other clients. They offer portfolio management services and are registered with the SEC and in all 50 states.
B.b. Graham & Company, Inc.

1700 W. KATELLA AVE.

ORANGE, CA 92867

$172.70M

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Pramod Kapur’s Registration & Firm History

IL

11/23/2007 - Present

B.b. Graham & Company, Inc. (LINCOLNSHIRE IL)

IL

10/07/2004 - 12/31/2007

FIRST MIDAMERICA INVESTMENT CORPORATION (VERNON HILLS IL)

MO

09/04/1990 - 10/07/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NA

11/29/1983 - 09/04/1990

BLUNT ELLIS & LOEWI INCORPORATED

NA

09/23/1980 - 11/18/1983

IDS LIFE INSURANCE COMPANY

NA

09/23/1980 - 11/18/1983

INVESTORS DIVERSIFIED SERVICES, INC.

NA

09/23/1980 - 10/08/1981

IDS MARKETING CORPORATION

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Licenses & Designations

IA

Issued 09/26/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/30/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1983

Series 7 - General Securities Representative Examination

BC

Issued 09/08/1980

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pramod Kapur.
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