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Prakash Ramani

Loop Capital Markets LLC

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About Prakash Ramani

Prakash Ramani is a financial professional with over 10 years of experience in the industry. Prakash is currently registered with Loop Capital Markets LLC as a registered representative in Illinois. Prakash has passed several industry exams including the Series 7, Series 63, SIE and Series 79TO. Prakash specializes in investment banking and equity research. Loop Capital Markets LLC is a full-service investment bank and brokerage firm headquartered in Chicago, Illinois. The firm provides a range of services to institutional and individual clients including investment banking, securities brokerage, trading, and research. Loop Capital Markets is a leader in providing services to the minority and emerging markets communities.

Firm Information

Prakash Ramani is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Prakash Ramani’s Registration & Firm History

IL

07/16/2009 - Present

Loop Capital Markets LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 03/24/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/05/2018

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Prakash Ramani.
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