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Prakash Madhu Shetty

Citizens Securities, Inc.

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About Prakash Madhu Shetty

Prakash Madhu Shetty is a financial advisor at Citizens Securities, Inc. Prakash Shetty has been in the financial services industry since 1989. Prakash Shetty has a wide range of experience in the industry, having worked at several firms including Citigroup Global Markets Inc., HSBC Securities (USA) Inc., and HSBC Brokerage (USA) Inc. Prakash Shetty holds Series 6, 7, 9, 10, 24, 63, and 66 licenses. Prakash Shetty specializes in providing financial advice to individuals, corporations, and other businesses.

Firm Information

Prakash Shetty is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Prakash Shetty’s Registration & Firm History

NJ

06/24/2024 - Present

Citizens Securities, Inc. (ROBBINSVILLE NJ)

NY

12/22/2021 - 05/14/2024

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

01/01/2005 - 11/02/2021

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

06/19/2000 - 01/01/2005

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

NY

05/24/1996 - 06/19/2000

REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)

TX

02/01/1995 - 05/28/1996

BHCM INC. (HOUSTON TX)

VA

05/04/1994 - 02/01/1995

GNA SECURITIES, INC. (GLEN ALLEN VA)

NY

04/26/1993 - 05/03/1994

DIME SECURITIES OF NY, INC. (BROOKLYN NY)

NY

05/11/1989 - 04/26/1993

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

05/11/1989 - 04/26/1993

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/21/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/31/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/14/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/25/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/04/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1993

Series 7 - General Securities Representative Examination

BC

Issued 05/10/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Prakash Madhu Shetty.
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