Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Prakash? Claim Your ProfilePrakash Chandru Shahani is a financial advisor at HSBC Securities (USA) Inc. Prakash has been in the financial services industry since 2000 and has been registered with the Securities and Exchange Commission since 2007. Prakash is a Chartered Financial Analyst and is licensed to sell securities in 47 states. Prakash has experience in providing asset allocation recommendations and working with third-party investment advisors to manage client assets. Prakash is also a Bank Officer for HSBC Bank (USA) N.A. and engages in the sale of bank related products and services. In addition to his current role at HSBC Securities (USA) Inc., Prakash has previous experience at Santander Securities LLC, Citigroup Global Markets Inc. and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
05/01/2021 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
10/14/2013 - 11/11/2015
SANTANDER SECURITIES LLC (NEW YORK NY)
NY
05/29/2007 - 07/26/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/01/2002 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
08/18/2000 - 04/29/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/15/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 08/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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