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Pragnesh J Bhatt

Nylife Securities LLC

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About Pragnesh J Bhatt

Pragnesh Bhatt is a financial professional registered in 11 states, including Maryland, Virginia, and New York. Pragnesh holds the Series 6 and Series 63 securities licenses and the SIE exam. Pragnesh is affiliated with Nylife Securities LLC, a registered broker-dealer. Pragnesh began his career in the financial industry on July 21, 2011.

Firm Information

Pragnesh Bhatt is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pragnesh Bhatt’s Registration & Firm History

MD

07/21/2011 - Present

Nylife Securities LLC (BETHESDA MD)

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Licenses & Designations

BC

Issued 06/24/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Pragnesh J Bhatt. Review regulatory record here.
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