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Pragna Gadhvi Rohman

Wintrust Investments LLC

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About Pragna Gadhvi Rohman

Pragna Rohman is an investment advisor representative with Wintrust Investments LLC, registered with the state of Illinois and has been in the industry since March 16, 2000. Pragna has worked with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated in the past. Pragna specializes in Financial Planning, Portfolio Management for Businesses and Individuals, and Selection of other Advisors.

Firm Information

Pragna Rohman is currently registered with Wintrust Investments LLC. Wintrust Investments LLC is a Limited Liability Company based in Chicago, Illinois, formed in January 1996. The firm provides a wide range of investment advisory services including financial planning, selection of other advisors, portfolio management for individuals and businesses. Wintrust Investments LLC manages over $14.4 billion in assets and has over 147 investment advisor representatives.
Wintrust Investments LLC

231 SOUTH LASALLE STREET

CHICAGO, IL 60604

$14.42B

Assets Under Management

Not reported

Total Clients

168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Pragna Rohman’s Registration & Firm History

IL

09/30/2011 - Present

Wintrust Investments LLC (WINNETKA IL)

IL

06/01/2009 - 10/13/2011

MORGAN STANLEY SMITH BARNEY (METAMORA IL)

IL

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (METAMORA IL)

IL

11/21/2003 - 04/02/2007

MORGAN STANLEY DW INC. (RIVERWOODS IL)

NY

03/17/2000 - 11/26/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/20/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/03/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pragna Gadhvi Rohman.
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