Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pragati? Claim Your ProfilePragati Nayak is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in New York, NY. Pragati has been in the financial industry since January 8, 2012. Prior to joining Merrill Lynch, Pragati was a financial advisor with Summit Securities Group, LLC, VTRADER PRO, LLC, T-H Brokerage Services, LLC, and Raven Securities Corp. Pragati holds the Series 63, 7, 10, 14, 24, and SIE licenses. Pragati is also a registered principal with Merrill Lynch. Pragati specializes in providing financial advice to individuals, corporations, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/01/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
06/06/2012 - 07/27/2015
SUMMIT SECURITIES GROUP, LLC (NEW YORK NY)
CA
03/16/2012 - 07/18/2012
VTRADER PRO, LLC (SAN FRANCISCO CA)
VI
12/21/2010 - 06/18/2012
T-H BROKERAGE SERVICES, LLC (ST THOMAS VI)
NY
04/06/2010 - 04/10/2012
RAVEN SECURITIES CORP. (NEW YORK NY)
BC
Issued 01/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/30/2010
Series 24 - General Securities Principal Examination
BC
Issued 07/01/2010
Series 14 - Compliance Officer Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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