Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pradipto? Claim Your ProfilePradipto Sen is a financial professional with over 2 years of experience in the industry. Pradipto is currently registered with HSBC Securities (USA) Inc. and is licensed to provide investment advice in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Pradipto specializes in providing asset allocation recommendations and works with clients to select third-party advisors to manage assets. Pradipto's current office is located in San Francisco, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
07/15/2019 - Present
Hsbc Securities (usa) Inc. (San Francisco CA)
BC
Issued 06/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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