Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pradip? Claim Your ProfilePradip Bhagwanji Shah is a financial advisor registered with Ameriprise Financial Services, LLC. Pradip Shah has over 30 years of experience in the financial services industry. Pradip Shah is registered with the state of Texas, Ohio and Pennsylvania, and has experience providing investment advice to individuals, high-net-worth individuals, trusts/estates, insurance companies, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and state or municipal government entities. Prior to joining Ameriprise, Pradip Shah was with Morgan Stanley Smith Barney LLC. Pradip Shah has also worked for PRINCIPAL SECURITIES, INC., MARINER INVESTMENT GROUP, ALLEN DOUGLAS SECURITIES, INC., G.L. BARRETT & ASSOCIATES, SECURITIES INCORPORATED, FIRST AFFILIATED SECURITIES, CORPORATE SECURITIES GROUP, INC., FIRST ALLIED SECURITIES, INC., LEW LIEBERBAUM & CO., INC., SUNPOINT SECURITIES, INC., THE TRADING DESK, INC., and FIRST MONTAUK SECURITIES CORP. Pradip Shah specializes in asset allocation, financial planning, pension consulting, educational seminars, portfolio management for businesses, and portfolio management for individuals. Pradip Shah is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
11/20/2021 - Present
Ameriprise Financial Services, LLC (SUGAR LAND TX)
TX
07/12/2016 - 12/16/2021
MORGAN STANLEY (Sugar Land TX)
TX
09/04/2007 - 07/19/2016
PRINCIPAL SECURITIES, INC. (HOUSTON TX)
TX
03/23/1998 - 09/06/2007
MARINER INVESTMENT GROUP (HOUSTON TX)
FL
03/17/2000 - 03/31/2003
ALLEN DOUGLAS SECURITIES, INC. (WINTER PARK FL)
FL
02/07/1995 - 04/10/2000
G.L. BARRETT & ASSOCIATES, SECURITIES INCORPORATED (SARASOTA FL)
CA
07/06/1994 - 08/29/1995
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
MO
02/02/1995 - 02/03/1995
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
CA
12/16/1994 - 01/31/1995
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
NY
06/09/1993 - 07/15/1994
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
TX
01/17/1992 - 06/17/1993
SUNPOINT SECURITIES, INC. (LONGVIEW TX)
NA
11/13/1991 - 02/04/1992
THE TRADING DESK, INC.
NJ
11/16/1990 - 11/12/1991
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
CO
03/06/1987 - 12/03/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 12/16/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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