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Pradeep Harkishen Mahtani

Barclays Capital Inc.

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About Pradeep Harkishen Mahtani

Pradeep Harkishen Mahtani is a registered representative with Barclays Capital Inc. Pradeep holds the Series 99 and SIE exams. Pradeep has been in the industry since July 25, 2012. Pradeep is currently active with the broker-dealer and inactive with the Investment Advisor. Pradeep is located at 745 7TH AVENUE in NEW YORK, NY.

Firm Information

Pradeep Mahtani is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pradeep Mahtani’s Registration & Firm History

NY

07/25/2012 - Present

Barclays Capital Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pradeep Harkishen Mahtani.
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