Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pradeep? Claim Your ProfilePradeep Gokhale is an investment advisor representative associated with Ameriprise Financial Services, LLC. Pradeep has been in the securities industry since 2005 and has a Series 66, Series 7 and a Series 31 license. Pradeep has held a previous registration with Merrill Lynch, Pierce, Fenner & Smith Incorporated and has a current registration with Ameriprise Financial Services, LLC. Pradeep is also registered in the state of Texas as an investment advisor representative. Ameriprise Financial Services, LLC is a financial services company with offices in Minneapolis, Minnesota and employs 11732 licensed agents, 12435 investment advisor representatives and 13881 registered representatives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
05/23/2016 - Present
Ameriprise Financial Services, LLC (SUGAR LAND TX)
TX
11/11/2005 - 05/27/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SUGAR LAND TX)
BOTH
Issued 12/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 11/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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