Unclaimed
Prachi Raina is an investment banking registered representative with Houlihan Lokey Capital, Inc. Prachi is licensed in Texas and has been in the financial services industry since August 2020. Prachi holds the Series 63, Series 79TO and SIE licenses. Prachi is located in Dallas, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/10/2020 - Present
Houlihan Lokey Capital, Inc. (Dallas TX)
CA
04/28/2022 - 04/19/2024
HOULIHAN LOKEY ADVISORS, LLC (SAN FRANCISCO CA)
BC
Issued 08/17/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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