Unclaimed
Prabhvir Singh Anand is a financial professional with over a decade of experience in the financial services industry. Prabhvir has held positions at Susquehanna Securities, LLC and Susquehanna Capital Group. Prabhvir is currently registered with Susquehanna Securities, LLC. Prabhvir holds the Series 3, 7, and 63 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
12/17/2014 - Present
Susquehanna Securities, LLC (BALA CYNWYD PA)
PA
12/20/2013 - 04/14/2015
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
NY
08/27/2012 - 10/11/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/01/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2013
Series 3 - National Commodity Futures Examination
BC
Issued 08/26/2012
Series 7 - General Securities Representative Examination
Active
Inactive
N
Nasdaq Stock Market
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