Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Prabhvinder? Claim Your ProfilePrabhvinder Kaur is a financial professional registered with TIAA-CREF Individual & Institutional Services, LLC. Prabhvinder Kaur has over 20 years of experience in the financial services industry. Prabhvinder Kaur provides financial planning and portfolio management services to individuals, high-net-worth individuals, businesses and charitable organizations. Prabhvinder Kaur is registered with the Securities and Exchange Commission (SEC) and holds the Series 6, 7, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
09/11/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
TN
11/03/2004 - 01/03/2005
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
FL
01/16/2004 - 04/29/2004
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
03/09/2002 - 11/10/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
07/18/2001 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
05/25/2000 - 02/01/2001
AXA ADVISORS, LLC (NEW YORK NY)
MA
06/23/1999 - 02/10/2000
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
03/01/1999 - 06/16/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 09/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/06/2020
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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