Unclaimed
Prabhjot Singh is a financial advisor currently employed by SG Americas Securities, LLC. Prabhjot has been in the industry for 4 years. Prabhjot is licensed and registered in all 50 states and holds the Series 63, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/21/2021 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
05/21/2019 - 11/05/2021
HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)
BC
Issued 08/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/21/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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