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Prabha Ng

Equitable Distributors, LLC

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About Prabha Ng

Prabha Ng is a financial professional with over 7 years of experience in the financial services industry. Prabha is currently registered with Equitable Distributors, LLC. Prior to this role, Prabha Ng was also registered with Equitable Advisors, LLC. Prabha holds the Series 99 and SIE licenses.

Firm Information

Prabha Ng is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Prabha Ng’s Registration & Firm History

NY

05/18/2016 - Present

Equitable Distributors, LLC (New York NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2015

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Prabha Ng.
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