Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pouneh? Claim Your ProfilePouneh Lomboy is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Concord, CA. Pouneh has been in the industry since August 2012 and previously worked for WELLS FARGO ADVISORS, LLC in Walnut Creek, CA. Pouneh is licensed to offer a variety of financial products and services to individuals, corporations, and institutions. Pouneh is also a registered investment advisor representative in California. Pouneh is licensed to offer a wide range of investment products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/20/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CONCORD CA)
CA
07/30/2012 - 02/04/2013
WELLS FARGO ADVISORS, LLC (WALNUT CREEK CA)
BOTH
Issued 09/17/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/06/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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