Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pooja? Claim Your ProfilePooja Shah is a financial advisor with Raymond James Financial Services, Inc. She is registered with the Financial Industry Regulatory Authority (FINRA) and has been working in the industry since December 20, 2014. Pooja holds Series 7, 24, 63, 99TO and SIE licenses. Her current branch office location is in St. Petersburg, FL, where she has been employed since May 2020. Prior to that, Pooja worked at T. Rowe Price Investment Services, Inc. in Tampa, FL. Pooja Shah is registered with the state of Florida and 52 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
05/22/2020 - Present
Raymond James Financial Services, Inc. (ST. PETERSBURG FL)
FL
02/13/2014 - 07/16/2019
T. ROWE PRICE INVESTMENT SERVICES, INC. (TAMPA FL)
BC
Issued 05/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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