Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pooja? Claim Your ProfilePooja Patel is a registered representative with Northwestern Mutual Investment Services, LLC. Pooja has been in the industry since June 2022 and holds the Series 63, Series 7TO and SIE licenses. Pooja's office is located in Tallahassee, Florida and she serves clients in Florida, Georgia, Maryland, Mississippi, North Carolina and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
06/23/2022 - Present
Northwestern Mutual Investment Services, LLC (TALLAHASSEE FL)
BC
Issued 10/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/31/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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