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Pooja Oberoi

Cantor Fitzgerald & Co.

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About Pooja Oberoi

Pooja Oberoi is a registered representative with Cantor Fitzgerald & Co. and has been in the financial services industry since July 23, 2021. Pooja holds the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99TO).

Firm Information

Pooja Oberoi is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pooja Oberoi’s Registration & Firm History

NY

11/02/2023 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

12/13/2019 - 03/22/2022

CANTOR FITZGERALD & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/13/2019

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2019

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pooja Oberoi.
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